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Mutual exchange
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931	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:17:42 Fair Fund United States Securities and Exchange Commission Government U.S. Securities and Exchange Commission Investment Company Act Disgorgement Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Financial economics Investment
932	Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; and James X. McCarty Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 11:48:45 Fair Fund United States Securities and Exchange Commission Financial services Institutional investors Mutual fund scandal Financial economics Investment Corporate crime
933	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Advanced Series Trust, et al.; Notice of Application November 20, 2014 Agency: Securities and Exchange Commission (“Comm Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-21 09:56:22 Finance 76th United States Congress Institutional investors Financial adviser Investment Advisers Act Prudential Financial Mutual fund Investment Advisor Investment management Financial economics Investment Financial services
934	Comments from a corporate plan sponsor with approximately $5 billion in DC assets as of[removed]Our defined contribution 401(k) plan contains a core investment menu of ten options. The options include four collective tru Add to Reading List Source URL: www.dol.gov Language: English - Date: 2014-11-19 17:31:44 Financial services Institutional investors Financial markets Mutual fund Exchange-traded fund Financial adviser Pension Defined contribution plan Hedge fund Financial economics Investment Finance
935	INITIAL DECISION RELEASE NO. 672 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-19 15:35:31 Financial services Funds Bonds United States housing bubble Money market fund Mutual fund Investment management Bond Security Financial economics Investment Finance
936	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]ACAP Strategic Fund and SilverBay Capital Management LLC; Notice of Application December 11, 2014 Agency: Securities and E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-12 07:55:15 Financial services Funds Institutional investors Stock market Mutual fund fees and expenses Hedge fund Mutual fund Open-end fund Net asset value Financial economics Investment Finance
937	Microsoft Word - Lazard NVIT Flexible Opportunistic Strategies Fund - SOI.doc Add to Reading List Source URL: ssc.nwservicecenter.com Language: English - Date: 2014-11-26 09:48:19 Exchange-traded funds Funds Financial services Financial markets SPDR IShares Net asset value Fair value Mutual fund Financial economics Investment Finance
938	Mandatory Disclosure Documents Telephone Survey July 30, 2008 Submitted to The Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-07 18:13:00 Financial services Institutional investors Collective investment schemes Securities Mutual fund Prospectus Hedge fund Christopher Cox Financial economics Investment Finance
939	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-25 10:34:12 73rd United States Congress Fair Fund U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Government Financial economics Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime United States securities law
940	Overall Morningstar Rating™ Nationwide® Bailard Cognitive Value Fund QQQ Add to Reading List Source URL: ssc.nwservicecenter.com Language: English - Date: 2014-10-16 14:15:08 Financial services Funds Financial markets Collective investment schemes Mutual fund fees and expenses Mutual fund Morningstar Inc. Rate of return Exchange-traded fund Financial economics Investment Finance

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